General Counsel & Chief Compliance Officer

Richard Schwartz

Richard Schwartz joined Risk Theory in 2015 and leads legal, regulatory, and compliance functions across the enterprise. His background includes senior leadership roles at a leading middle market insurance distribution business, where he served as President of a professional liability TPA, General Counsel, and Chief Compliance Officer. Richard brings more than 35 years of experience advising and operating within the insurance industry and provides governance oversight supporting sustainable growth.